DFX Intelligence

M•••••• S••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

M•••••• S••• B••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e6657220-8e42-638e-f40d-a22bec1b5fd8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 28, 2017	n/a	yes	HENDERSONVILLE, TN\|GALLATIN, TN\|BRENTWOOD, TN\|NASHVILLE, TN	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Aug 30, 2016	Jul 3, 2017	no	NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|SPRING HILL, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	L•• F•••••••• L••	Jul 3, 2017	Jun 28, 2017	-5	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Aug 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:6413:TN:2017-06-20	Jul 3, 2017	Jun 28, 2017	SPRING HILL, TN	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 28, 2017 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2016 to Jul 3, 2017factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2013 to Dec 31, 2016factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6657220-8e42-638e-f40d-a22bec1b5fd8
First observed: Jul 9, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.