DFX Intelligence

C•••• A••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C•••• A••• K•••••••

Advisor at G••••• F•••••••• S•••••••

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:e67fda29-f0e3-39ab-8bda-74b3af553e09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• F•••••••• S•••••••	State registered	Oct 14, 2020	n/a	yes	PORTSMOUTH, NH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 7, 2001	Dec 31, 2006	no	HAMPTON, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	G••••• F•••••••• S•••••••	Dec 31, 2006	Oct 14, 2020	5,036	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ G••••• F•••••••• S•••••••Registered adviserregistration: current employment
Oct 14, 2020 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 7, 2001 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e67fda29-f0e3-39ab-8bda-74b3af553e09
First observed: Nov 7, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.