DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• P•••••••
TAMPA, FL | Stamford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Aug 7, 2025 | n/a | yes | TAMPA, FL|Stamford, CT | Current employment |
| E•••••••• A•••••••• L•• | National bd RIA | Sep 1, 2021 | Aug 8, 2025 | no | Newtown, CT|SHELTON, CT|NORTH HAMPTON, NH|STAMFORD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | I••••••••• F•••••••• P••••••• | Aug 8, 2025 | Aug 7, 2025 | -1 | Firm change | Ibd to ibd |
| P••••••••• S••••• S••••••••• L•• | E•••••••• A•••••••• L•• | Nov 23, 2020 | Sep 1, 2021 |
| P••••••••• S••••• S••••••••• L•• | Institutional manager | Mar 3, 2020 | Nov 23, 2020 | no | Hartford, CT | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Jul 6, 2015 | Feb 13, 2020 | no | SHELTON, CT | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jun 8, 2009 | Jul 13, 2015 | no | NEW YORK, NY|POUGHKEEPSIE, NY | Previous registration |
| 282 |
| Firm change |
| RIA to ibd |
| P•••• S••••••••• L•• | P••••••••• S••••• S••••••••• L•• | Feb 13, 2020 | Mar 3, 2020 | 19 | Channel change | Ibd to RIA |
| E•••••••• A•••••••• L•• | P•••• S••••••••• L•• | Jul 13, 2015 | Jul 6, 2015 | -7 | Firm change | Other |