DFX Intelligence

S•••••• F•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

S•••••• F•••••• M••••••••

Advisor at H•••••• A•••••••• I••

SENECA, SC

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Search this name across graphsid dfx:ria:e690de10-f45e-3a45-b67f-a77f5acf4905

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• A•••••••• I••	Independent wealth	Jan 1, 2026	n/a	yes	SENECA, SC	Current employment
H•••••• A•••••••• I••	Independent wealth	Mar 22, 2018	Dec 31, 2018	no	SENECA, SC	Previous registration

Relationships

Registered with (1)

→ H•••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 22, 2018 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e690de10-f45e-3a45-b67f-a77f5acf4905
First observed: Mar 22, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.