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Reading the graph
Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 20, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| FIDUCIARY INVESTMENT TRUSTS, LLC | Former SEC adviser | Aug 27, 2018 | Mar 16, 2023 | no | OVERLAND PARK, KS | Previous registration |
| LAWING FINANCIAL INC | Former SEC adviser | Jan 19, 2011 | Oct 13, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT TRUSTS, LLC | n/a | Mar 16, 2023 | n/a | n/a | Departure no registered destination | Departure |
| LAWING FINANCIAL INC | PRIME CAPITAL FINANCIAL | Oct 13, 2017 | Jul 20, 2017 | -85 | Bulk transfer | Other |