S•••• G•••••

Advisor at U•• F•••••••• S••••••• I•••

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e69ee592-8ed9-095d-35b2-171756f54da4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 17, 2025	n/a	yes	BEVERLY HILLS, CA	Current employment
M••••• S••••••	Wirehouse	Oct 28, 2019	Jan 31, 2025	no	Baltimore, MD\|Columbia, MD\|Beverly Hills, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Jan 31, 2025	Jan 17, 2025	-14	Firm change	Wirehouse to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8174:CA:2025-01-28	Jan 31, 2025	Jan 17, 2025	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 28, 2019 to Jan 31, 2025factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
S•••• G••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e69ee592-8ed9-095d-35b2-171756f54da4
First observed: Oct 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.