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RIA / WealthAdvisor24 years in industry

MARTIN EARL BROOKS

Advisor at FREEDOM WEALTH ADVISORS, LLC

LEE'S SUMMIT, MO

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Search this name across graphsid dfx:ria:e6a7edb4-6c47-b45f-0ec9-f72a5f36fd97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FREEDOM WEALTH ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 26, 2002
First registration: May 23, 2006
Dual registered: no
IAPD individual key: 4507464

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FREEDOM WEALTH ADVISORS, LLC	State registered	Jan 16, 2020	n/a	yes	LEE'S SUMMIT, MO	Current employment
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jun 15, 2016	Dec 23, 2019	no	SCOTTSDALE, AZ\|Lee's Summit, MO\|Lee's Summit, MO\|Lee's Summit, MO	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Oct 19, 2006	Apr 19, 2016	no	OVERLAND PARK, KS\|BELTON, MO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	May 23, 2006	Sep 19, 2006	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	FREEDOM WEALTH ADVISORS, LLC	Dec 23, 2019	Jan 16, 2020	24	Firm change	RIA to state RIA
CETERA ADVISORS LLC	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Apr 19, 2016	Jun 15, 2016	57	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	CETERA ADVISORS LLC	Sep 19, 2006	Oct 19, 2006	30	Firm change	Other

Relationships

Registered with (4)

→ FREEDOM WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 16, 2020 to presentfactForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Jun 15, 2016 to Dec 23, 2019factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Oct 19, 2006 to Apr 19, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 23, 2006 to Sep 19, 2006factForm ADV

Dated events

No dated event names this entity yet.