This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Jan 16, 2025

First registration

Apr 20, 2021

Dual registered

yes, broker-dealer

Other names

Jeff Harwood|JEFFREY BLAIR HARWOOD|Jeffrey Harwood

IAPD individual key

6419761

• Occurred

  Mar 21, 2025
  Advisor changed firm

  Jeffrey Blair Harwood left J.P. Morgan Private Wealth Advisors Llc for Ubs Financial Services Inc. (registered 2025-05-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e6aad282-02f2-dd0b-9000-7964eb2d28a6

First observed

Apr 20, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.