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Advisor at ADAPTFIRST INVESTMENTS LLC
Greensboro, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADAPTFIRST INVESTMENTS LLC | State registered | Oct 25, 2019 | n/a | yes | Greensboro, NC | Current employment |
| INNOVATION PARTNERS LLC | Independent wealth | Oct 10, 2017 | Oct 23, 2019 | no | Greensboro, NC|CHARLOTTE, NC|CHARLOTTE, NC|GREENSBORO, NC | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 19, 2016 | Oct 4, 2017 | no | CHARLOTTE, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 18, 2015 | Jul 14, 2015 | no | GREENSBORO, NC|CHARLOTTE, NC|HIGH POINT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INNOVATION PARTNERS LLC | ADAPTFIRST INVESTMENTS LLC | Oct 23, 2019 | Oct 25, 2019 | 2 | Firm change | Ibd to state RIA |
| PRUCO SECURITIES, LLC | INNOVATION PARTNERS LLC | Oct 4, 2017 | Oct 10, 2017 | 6 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | PRUCO SECURITIES, LLC | Jul 14, 2015 | Feb 19, 2016 | 220 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146344:289096:NC:2019-10-23 | Oct 23, 2019 | Oct 25, 2019 | GREENSBORO, NC | Firm change |