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CRD 159164
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LABEL, JOSH, MICHAEL | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | yes | 02/2012 | Feb 10, 2012 | Feb 20, 2020 |
| MOHAMMAD, MOGHIS, UDDIN | MANAGING MEMBER | D | yes | 09/2012 | Feb 10, 2012 | Feb 20, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VITA INTELLECTUS INSTITUTIONAL, INC. | n/a | Former SEC adviser | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Feb 20, 2020 | $85.9M | $52.5M | 4 | 3 | 0 | n/a | n/a |
| 2018 | Mar 20, 2019 | $97.5M | $55.8M | 6 | 3 | 0 | n/a | n/a |
| 2017 | Feb 27, 2018 | $110M | $89.5M | 4 | 3 | 0 | n/a | n/a |
| 2016 | Jan 30, 2017 | $170M | $92.5M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $139M | $79.3M | 5 | 3 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $142M | $72.4M | 9 | 2 | n/a | n/a | n/a |
| 2013 | Mar 22, 2014 | $139M | $45.0M | 9 | 2 | n/a | n/a | n/a |
| 2012 | Jan 25, 2013 | $106M | $56.5M | 6 | 2 | n/a | n/a | n/a |
| 2011 | Mar 19, 2012 | $100M | $100M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $85.9M | $97.5M | -11.9% | $170M | -20.4% | 4 | 6 | 0 | 0 |