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Advisor at SPRINGWATER ADVISORS, LLC
CORPUS CHRISTI, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPRINGWATER ADVISORS, LLC | Former SEC adviser | Oct 4, 2021 | n/a | yes | CORPUS CHRISTI, TX | Current employment |
| HERNDON PLANT OAKLEY LTD | Former SEC adviser | Dec 13, 2011 | n/a | yes | CORPUS CHRISTI, TX | Current employment |
| OXBOW ADVISORS, LLC | Independent wealth | Sep 10, 2013 | Apr 11, 2023 | no | AUSTIN, TX|Corpus Christi, TX|Corpus Christi, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OXBOW ADVISORS, LLC | SPRINGWATER ADVISORS, LLC | Apr 11, 2023 | Oct 4, 2021 | -554 | Firm change after gap | Other |