DFX Intelligence

K•••• S•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

K•••• S•••• M•••••••••

Advisor at L•• F•••••••• L••

COEUR D'ALENE, ID

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Search this name across graphsid dfx:ria:e6b93636-d531-afc2-2237-8998056b9351

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 22, 2024	n/a	yes	COEUR D'ALENE, ID	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2019	Apr 1, 2024	no	IRVING, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	L•• F•••••••• L••	Apr 1, 2024	Mar 22, 2024	-10	Firm change	Ibd to ibd
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019	Oct 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:6413:TX:2024-04-01	Apr 1, 2024	Mar 22, 2024	IRVING, TX	Firm change
6413:1254:OR:2015-09-09	Sep 9, 2015	Sep 8, 2015	BEAVERTON, OR	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2013 to Sep 9, 2015factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Apr 1, 2024factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jan 11, 2017 to Oct 25, 2019factForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••

Dated events

Occurred
Apr 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6b93636-d531-afc2-2237-8998056b9351
First observed: May 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.