DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PRIME CAPITAL FINANCIAL
Mooresville, NC | Cornelius, NC | CHARLOTTE, NC | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Sep 28, 2023 | n/a | yes | CHARLOTTE, NC|OVERLAND PARK, KS|Mooresville, NC|Cornelius, NC | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Dec 27, 2018 | Oct 27, 2023 | no | DAVIDSON, NC|Cornelius, NC|Charlotte, NC|SEABROOK ISLAND, SC | Previous registration |
| DAVIDSON CAPITAL | Former SEC adviser | Feb 22, 2010 | Dec 20, 2018 | no | DAVIDSON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | PRIME CAPITAL FINANCIAL | Oct 27, 2023 | Sep 28, 2023 | -29 | Firm change | Ibd to RIA |
| DAVIDSON CAPITAL | UNITED CAPITAL FINANCIAL ADVISORS | Dec 20, 2018 | Dec 27, 2018 | 7 | Firm change | RIA to RIA |