DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

JACOBS & COMPANY

CRD 109133

CHARLESTON, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6cf7bb2-ef2e-6746-4f5f-3eed82510fd3

Data as of Sep 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to Sep 12, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.8MItem 5.F on the latest filing (2012-09-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $28.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 48
SEC number: 801-55883
CRD: 109133
Filings on the tape: 5
First filed: Apr 3, 2012
Latest filed: Sep 12, 2012
Organised: Corporation, West Virginia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL JACOBS	n/a	CHARLESTON, WV	9	38	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JACOBS FINANCIAL GROUP, INC	OWNER OF JACBOS & COMPANY	E	yes	05/2001	May 17, 2012	Sep 12, 2012
JACOBS, JOHN	PRESIDENT-TREASURER; DIRECTOR	Na	yes	05/1988	Apr 3, 2012	Sep 12, 2012
TUCKWILLER, BRADLEY, WAYNE	CHIEF COMPLIANCE OFFICER; DIRECTOR	Na	yes	12/2002	Apr 3, 2012	Sep 12, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST SURETY CORPORATION	n/a	n/a	n/a	N	yes	n/a
JOHN M. JACOBS	n/a	n/a	n/a	Y	yes	n/a
TRIANGLE SURETY AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Jun 21, 2012	$28.8M	$28.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$28.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (1)

← JOHN MICHAEL JACOBSAdvisorregistration: previous registration
May 30, 2012 to Dec 31, 2015factForm ADV

Controls (3)

← JACOBS, JOHNOwnerPRESIDENT-TREASURER; DIRECTOR, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← TUCKWILLER, BRADLEY, WAYNEOwnerCHIEF COMPLIANCE OFFICER; DIRECTOR, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← JACOBS FINANCIAL GROUP, INCOwnerOWNER OF JACBOS & COMPANY, ownership code E, domestic entity
May 17, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6cf7bb2-ef2e-6746-4f5f-3eed82510fd3
First observed: Apr 3, 2012
Last observed: Sep 12, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JACOBS & COMPANY

CRD 109133

CHARLESTON, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6cf7bb2-ef2e-6746-4f5f-3eed82510fd3

Data as of Sep 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL JACOBS

n/a

CHARLESTON, WV

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JACOBS FINANCIAL GROUP, INC

OWNER OF JACBOS & COMPANY

yes

05/2001

May 17, 2012

Sep 12, 2012

JACOBS, JOHN

PRESIDENT-TREASURER; DIRECTOR

yes

05/1988

Apr 3, 2012

Sep 12, 2012

TUCKWILLER, BRADLEY, WAYNE

CHIEF COMPLIANCE OFFICER; DIRECTOR

yes

12/2002

Apr 3, 2012

Sep 12, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST SURETY CORPORATION

n/a

yes

n/a

JOHN M. JACOBS

n/a

yes

n/a

TRIANGLE SURETY AGENCY, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Jun 21, 2012

$28.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$28.8M

n/a