DFX Intelligence

K••• M•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K••• M•••••• K•••••

Advisor at M••••• S••••••

Baltimore, MD

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Search this name across graphsid dfx:ria:e6d3baad-7868-03ee-1172-f60dda62386c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 5, 2022	n/a	yes	Baltimore, MD	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 6, 2016	Apr 14, 2022	no	Hunt Valley, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	M••••• S••••••	Apr 14, 2022	Apr 5, 2022	-9	Firm change	Ibd to wirehouse
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016	Sep 6, 2016

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 5, 2022 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2016 to Apr 14, 2022factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
May 19, 2008 to Sep 6, 2016factForm ADV

Dated events

Occurred
Apr 14, 2022
Advisor changed firm
K••• M•••••• K••••• left R•••••• J•••• • A••••••••• I••• for M••••• S•••••• (registered 2022-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6d3baad-7868-03ee-1172-f60dda62386c
First observed: May 19, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.