G•••••• T•••••

Advisor at S•••••••• F•••••••• S•••••••

Rochester, NY | UTICA, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6d891a4-202b-95f1-94a9-88a53162324f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• S•••••••	Independent wealth	Mar 9, 2022	n/a	yes	UTICA, NY\|Rochester, NY	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 2, 2021	Feb 17, 2022	no	PLYMOUTH, MN\|PITTSFORD, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• A••••••• S•••••••• L••	S•••••••• F•••••••• S•••••••	Feb 17, 2022	Mar 9, 2022	20	Firm change	Ibd to RIA
Q•• A•••• M••••••••• I••	W••••• E••••••••• A••••••• S•••••••• L••	Nov 29, 2021	Nov 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
110324:116407:NY:2021-11-29	Nov 29, 2021	Nov 2, 2021	PITTSFORD, NY	Firm change

Relationships

Registered with (5)

→ S•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
Mar 9, 2022 to presentfactForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2021 to Feb 17, 2022factForm ADV
→ Q•• A•••• M••••••••• I••Registered adviserregistration: previous registration
Sep 8, 2021 to Nov 29, 2021factForm ADV
→ M•••••• • N••••• A•••••••• L••

Dated events

Occurred
Feb 17, 2022
Advisor changed firm
G•••••• T••••• left W••••• E••••••••• A••••••• S•••••••• L•• for S•••••••• F•••••••• S••••••• (registered 2022-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6d891a4-202b-95f1-94a9-88a53162324f
First observed: Mar 16, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.