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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

TIMOTHY CHIEN-WEI CHEN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

San Diego, CA

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Search this name across graphsid dfx:ria:e6db8199-1263-9127-60e2-b68ecbfa26ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 2, 2002
First registration: Feb 13, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4463889

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 26, 2019	n/a	yes	San Diego, CA\|San Diego, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 16, 2019	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 18, 2005	Jan 1, 2008	no	SAN DIEGO, CA\|ST. LOUIS, MO\|SAN DIEGO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 13, 2002	Aug 29, 2005	no	LA MESA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Jul 16, 2019	Jul 26, 2019	10	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	A. G. EDWARDS & SONS, INC.	Aug 29, 2005	Aug 18, 2005	-11	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 26, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 16, 2019factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 18, 2005 to Jan 1, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 13, 2002 to Aug 29, 2005factForm ADV

Dated events

No dated event names this entity yet.