DFX Intelligence

C••••• M••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C••••• M••••• A•••••

Advisor at I••••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:e6dd4283-cfae-ca78-0302-8f094ec37b50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Feb 24, 2026	n/a	yes	Coconut Grove, FL\|Coral Gables, FL\|MIAMI, FL	Current employment
G••••••• I••••••••• P••••• R•••	n/a	Mar 5, 2019	Dec 31, 2023	no	Miami, FL\|Jersey City, NJ\|SAN JUAN, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	G••••••• I••••••••• P••••• R•••	Jun 7, 2024	Mar 5, 2019	-1,921	Firm change after gap	Other
G••••••• I••••••••• P••••• R•••	I••••••• A••••••• S•••••••• L••	Dec 31, 2023	Feb 24, 2026

Relationships

Registered with (3)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Feb 22, 2019 to Jun 7, 2024factForm ADV
→ G••••••• I••••••••• P••••• R•••Registered adviserregistration: previous registration
Mar 5, 2019 to Dec 31, 2023factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6dd4283-cfae-ca78-0302-8f094ec37b50
First observed: Mar 16, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.