DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•• H••••• F•••••••• A•••••••
EL DORADO HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• H••••• F•••••••• A••••••• | Independent wealth | Nov 8, 2017 | n/a | yes | EL DORADO HILLS, CA | Current employment |
| A•••••• F•••••••• S•••••••• I••• | State registered | Sep 23, 2014 | Jul 28, 2017 | no | EL DORADO HILLS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• F•••••••• S•••••••• I••• | V•• H••••• F•••••••• A••••••• | Jul 28, 2017 | Nov 8, 2017 | 103 | Firm change | Other |
| F•••••••• T••••••• I••• | A•••••• F•••••••• S•••••••• I••• | Sep 12, 2014 | Sep 23, 2014 |
| F•••••••• T••••••• I••• | Former SEC adviser | Oct 23, 2013 | Sep 12, 2014 | no | SAN RAFAEL, CA|SAN RAMON, CA | Previous registration |
| F••••••• S••••••••• I••• | Former SEC adviser | Apr 27, 2004 | Apr 30, 2004 | no | EL DORADO HILLS, CA|SAN RAMON, CA|SAN RAMON, CA | Previous registration |
| 11 |
| Firm change |
| Other |
| F••••••• S••••••••• I••• | F•••••••• T••••••• I••• | Apr 30, 2004 | Oct 23, 2013 | 3,463 | Firm change after gap | Other |