DFX Intelligence

W•••••• G••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant45 years in industry

W•••••• G••••• J••••

Advisor at L•••• F•••••••• A•••••••• I•••

Wellsville, NY | EAST AMHERST, NY

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Search this name across graphsid dfx:ria:e6e288d3-bef5-e80c-91df-2e2531f2d4f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F•••••••• A•••••••• I•••	Independent wealth	Aug 13, 2021	n/a	yes	Wellsville, NY\|EAST AMHERST, NY	Current employment
L•••• F•••••••• A•••••••• I•••	Independent wealth	Nov 1, 2016	Nov 1, 2016	no	EAST AMHERST, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•••• F•••••••• A•••••••• I•••	Oct 20, 2016	Nov 1, 2016	12	Firm change	Other

Relationships

Registered with (2)

→ L•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2016 to Nov 1, 2016factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Sep 18, 2008 to Oct 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6e288d3-bef5-e80c-91df-2e2531f2d4f8
First observed: Sep 18, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.