DFX Intelligence

G•••••• R••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst17 years in industry

G•••••• R••• B•••••••••

Advisor at F••••• F••••••••

PEORIA, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:e6e678c2-f2a6-618a-001a-b855f6c8188b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F••••••••	Independent wealth	Apr 23, 2024	n/a	yes	PEORIA, AZ\|PHOENIX, AZ	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Mar 5, 2012	Apr 11, 2024	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	F••••• F••••••••	Apr 11, 2024	Apr 23, 2024	12	Firm change	Other
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Mar 5, 2012	Mar 5, 2012

Relationships

Registered with (3)

→ F••••• F••••••••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2012 to Apr 11, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 24, 2011 to Mar 5, 2012factForm ADV

Dated events

Occurred
Apr 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6e678c2-f2a6-618a-001a-b855f6c8188b
First observed: Aug 24, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.