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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Stillwater, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 16, 2019 | n/a | yes | Stillwater, PA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Sep 18, 2019 | no | STILLWATER, PA|NASHVILLE, TN | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Nov 2, 2018 | no | STILLWATER, PA|GOLD RIVER, CA|NASHVILLE, TN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 14, 2007 | May 13, 2016 | no | GOLD RIVER, CA|NUTLEY, NJ|STILLWATER, PA|HARRISBURG, PA|ST. PETERSBURG, FL|STILLWATER, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 18, 2019 | Sep 16, 2019 | -2 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:134139:TN:2019-09-18 | Sep 18, 2019 | Sep 16, 2019 | NASHVILLE, TN | Firm change |