J•••• E•••••••

Advisor at C••••••• P•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6f79c06-09e9-2dae-9b1e-7bc33b21407a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Sep 26, 2016	n/a	yes	Corona, CA\|OVERLAND PARK, KS\|Irvine, CA	Current employment
W••••• F•••••••• S•••••••• L••	Former SEC adviser	Aug 30, 2011	Sep 23, 2016	no	CORONA, CA\|REDLANDS, CA\|CORONA, CA\|REDLANDS, CA\|RIVERSIDE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• F•••••••• S•••••••• L••	C••••••• P•••••••	Sep 23, 2016	Sep 26, 2016	3	Firm change	Other
C••• B•••••••• S•••••••• I•••	W••••• F•••••••• S•••••••• L••	Aug 29, 2011	Aug 30, 2011

Relationships

Registered with (6)

→ C••••••• P•••••••Registered adviserregistration: current employment
Sep 26, 2016 to presentfactForm ADV
→ W••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2011 to Sep 23, 2016factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2007 to Aug 29, 2011factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6f79c06-09e9-2dae-9b1e-7bc33b21407a
First observed: Feb 21, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.