DFX Intelligence

K••••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K••••••••• S•••••

Advisor at A••••••• F•••••••• A•••••••• L••

HERNDON, VA

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Search this name across graphsid dfx:ria:e7037f2a-771d-f36c-5fe5-998b1acbdebb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 24, 2011	n/a	yes	HERNDON, VA	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	May 21, 2009	Dec 31, 2010	no	MANASSAS, VA\|VIENNA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	A••••••• F•••••••• A•••••••• L••	Dec 31, 2010	Jun 24, 2011	175	Firm change	Other
M•• F•••••••• S•••••••• I•••	S••••••• I••••••••• I•••	Feb 12, 2009	May 21, 2009

Relationships

Registered with (3)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 24, 2011 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 21, 2009 to Dec 31, 2010factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2008 to Feb 12, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7037f2a-771d-f36c-5fe5-998b1acbdebb
First observed: Jun 20, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.