DFX Intelligence

C••• K•••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

C••• K•••• O•••••••••

Advisor at O••••••••• • C••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:e70ae2c1-9825-68d5-6abf-337e590e7c14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••• K•••• O•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C••••• L••	Independent wealth	Jun 12, 2019	n/a	yes	NEW YORK, NY	Current employment
O••••••••• • C••••• L••	Independent wealth	Mar 31, 2008	Oct 1, 2013	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Relationships

Registered with (1)

→ O••••••••• • C••••• L••Registered adviserregistration: previous registration
Mar 31, 2008 to Oct 1, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e70ae2c1-9825-68d5-6abf-337e590e7c14
First observed: Mar 31, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.