K•••• W•••••••

Advisor at V••• F•••••••• A•••••••• I•••

WINDSOR, CT

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Search this name across graphsid dfx:ria:e7133d5e-1119-346a-4167-6494a4199a43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Aug 20, 2012	n/a	yes	WINDSOR, CT	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	May 2, 2008	Aug 9, 2012	no	BURLINGTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	V••• F•••••••• A•••••••• I•••	Aug 9, 2012	Aug 20, 2012	11	Firm change	Other

Relationships

Registered with (2)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 20, 2012 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2008 to Aug 9, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7133d5e-1119-346a-4167-6494a4199a43
First observed: May 2, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.