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Advisor at CENTAURUS FINANCIAL, INC.
Simi Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 10, 2021 | n/a | yes | Simi Valley, CA | Current employment |
| WEALTHCARE ALLIANCE, INC. | Former SEC adviser | Jan 6, 2006 | Jan 14, 2009 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHCARE ALLIANCE, INC. | CENTAURUS FINANCIAL, INC. | Jan 14, 2009 | Nov 10, 2021 | 4,683 | Firm change after gap | Other |