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H•••• P•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

H•••• P•••• M•••••

Advisor at C••••• I••••••••• A••••••• L••

Kensington, MD

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Search this name across graphsid dfx:ria:e7219426-350b-4291-2a92-b2c9e070c9d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 28, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 14, 2025	n/a	yes	Kensington, MD	Current employment
O•••• F•• I•••	Former SEC adviser	Dec 14, 2012	Jan 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••• I••••••••• A••••••• L••	Jan 16, 2025	Jan 14, 2025	-2	Firm change	Ibd to ibd
C•••••• O•• F•••••••• A••••••• L••	O•••• F•• I•••	Dec 18, 2012

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 14, 2012 to Jan 16, 2025factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 27, 2010 to Dec 18, 2012factForm ADV
→ C•••• C•••• F•••••••• S•••••••Registered adviserregistration: previous registration

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
H•••• P•••• M••••• left O•••• F•• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-01-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7219426-350b-4291-2a92-b2c9e070c9d7
First observed: Jun 28, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.