DFX Intelligence

K•••• R•• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••• R•• M••••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

TAMPA, FL | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e729c214-13f9-64fb-b52e-76b25726ca01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Nov 14, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•••• M••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	May 31, 2023	n/a	yes	TAMPA, FL\|San Diego, CA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 6, 2016	Jun 5, 2023	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• I••••••••• A•••••••• L••	Jun 5, 2023	May 31, 2023	-5	Firm change	Ibd to RIA
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 1, 2016	Jun 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149018:CA:2016-06-01	Jun 1, 2016	Jun 6, 2016	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 31, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 6, 2016 to Jun 5, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jun 1, 2016factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
K•••• R•• M•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• I••••••••• A•••••••• L•• (registered 2023-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e729c214-13f9-64fb-b52e-76b25726ca01
First observed: Nov 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.