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J••• F•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

J••• F•••••• M••••

Advisor at R•••••• J•••• • A••••••••• I•••

Florham Park, NJ

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Search this name across graphsid dfx:ria:e73297bf-4a0f-c945-02b3-fe5a1d47b309

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 26, 2025	n/a	yes	Florham Park, NJ	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 9, 2010	Jul 1, 2025	no	SHORT HILLS, NJ\|SHORT HILLS, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Jul 1, 2025	Jun 26, 2025	-5	Firm change	Wirehouse to ibd
M••••• S••••••	W•••• F•••• A•••••••	Jul 22, 2010

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jun 26, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 9, 2010 to Jul 1, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 22, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
J••• F•••••• M•••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-06-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e73297bf-4a0f-c945-02b3-fe5a1d47b309
First observed: Apr 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.