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Reading the graph
Advisor at LPL ENTERPRISE, LLC
FORT MILL, SC | WAYNE, NJ | Wayne, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Oct 3, 2024 | n/a | yes | WAYNE, NJ|Wayne, NJ|FORT MILL, SC | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 21, 2002 | Sep 30, 2024 | no | EAST HANOVER, NJ|EAST HANOVER, NJ|East Hanover, NJ|Wayne, NJ|WARRINGTON, PA|East Hanover, NJ|East Hanover, NJ|Warrington, PA|WARRINGTON, PA|Wayne, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Sep 30, 2024 | Oct 3, 2024 | 3 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5685:8733:NJ:2024-09-25 | Sep 30, 2024 | Oct 3, 2024 | WAYNE, NJ | Firm change |