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Advisor at KEY INVESTMENT SERVICES LLC
WESTLAKE, OH | BROOKLYN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Aug 16, 2021 | n/a | yes | BROOKLYN, OH|WESTLAKE, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 5, 2018 | Sep 5, 2019 | no | LORAIN, OH|LORAIN, OH|ELYRIA, OH|ELYRIA, OH|Lorain, OH|SAN DIEGO, CA|oberlin, OH|LORAIN, OH | Previous registration |
| NORTHWEST ADVISORS, INC. | Former SEC adviser | Oct 23, 2017 | Feb 14, 2018 | no | Lorain, OH|WARREN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Sep 5, 2019 | Aug 16, 2021 | 711 | Firm change after gap | Ibd to ibd |
| NORTHWEST ADVISORS, INC. | LPL FINANCIAL LLC | Feb 14, 2018 | Jan 5, 2018 | -40 | Firm change after gap | Other |