D•• S• W•••••

Advisor at O•••• W•••••• I•••

JERICHO, NY | Garden City, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e73b984b-3bb5-f9f9-05b0-750076318f91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	n/a	yes	JERICHO, NY\|Garden City, NY	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Jan 10, 2022	Sep 1, 2023	no	SYRACUSE, NY\|GARDEN CITY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
O•••• W•••••• I•••	S•••••••• F••••••••• I•••	Jan 7, 2022	Jan 10, 2022

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 16, 2019 to Jan 7, 2022factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2022 to Sep 1, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 13, 2015 to Oct 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e73b984b-3bb5-f9f9-05b0-750076318f91
First observed: Jun 22, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.