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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

LARRY MICHAEL MALLES

Advisor at WELLS FARGO ADVISORS

DEERFIELD, IL

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Search this name across graphsid dfx:ria:e73cc88e-9dce-2b6f-6806-db6aba39db3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 16, 1987
First registration: Aug 5, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1392850

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 19, 2012	n/a	yes	DEERFIELD, IL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 1, 2012	no	WINNETKA, IL\|Lake Forest, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WINNETKA, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 4, 2005	Apr 2, 2007	no	WINNETKA, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 5, 2000	Nov 8, 2005	no	DEERFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 1, 2012	Jul 19, 2012	-13	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	Nov 8, 2005	Nov 4, 2005	-4	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 5, 2000 to Nov 8, 2005factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 1, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 4, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.