This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EDWARD JONES

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Jul 9, 2021

First registration

Apr 19, 2022

Dual registered

yes, broker-dealer

Other names

Michael A Smith

IAPD individual key

7281585

• Occurred

  Aug 22, 2024
  Advisor changed firm

  Michael Andrew Smith left Morgan Stanley for Edward Jones (registered 2024-09-06)

  Form ADVobserved 6 days ago
• Occurred

  Feb 2, 2024
  Advisor changed firm

  Michael Andrew Smith left Charles Schwab & Co., Inc. for Morgan Stanley (registered 2024-02-12)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e73da6a0-81b7-dd03-83ab-72a68d83f9bd

First observed

Apr 19, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.