This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2025-04-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

0

SEC number

801-131083

CRD

332319

Filings on the tape

4

First filed

Aug 12, 2024

Latest filed

Apr 29, 2025

Organised

Limited Liability Company, DE

Website

finnyai.com

• Occurred

  Aug 1, 2025
  Left the SEC roster

  Fin Financial Llc no longer on the SEC adviser roster (last listed 2025-07-01)

  Form ADVobserved 4 days ago
  0 USD_RAUM
• Occurred

  Aug 12, 2024
  First Form ADV filing

  Fin-Corp filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e7451aed-b6f5-9f66-2774-57bc93f53fe5

First observed

Aug 12, 2024

Last observed

Apr 29, 2025 16 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.