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Advisor at S•••••••• A••••••• L••
MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | MESA, AZ | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Nov 8, 2021 | Mar 31, 2025 | no | MESA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| V••••••• A•••••••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Oct 22, 2021 | Nov 8, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106715:288590:AZ:2021-10-15 | Oct 22, 2021 | Nov 8, 2021 | SCOTTSDALE, AZ | Firm change |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Oct 1, 2019 | Oct 22, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| 17 |
| Firm change |
| Ibd to ibd |