DFX Intelligence

D••••• A•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

D••••• A•••• S••••

Advisor at P••••••••• F•••••••• M••••••••• I•••

APPLETON, WI

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Search this name across graphsid dfx:ria:e758da19-866a-2497-49b1-7b61a4937a8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F•••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F•••••••• M••••••••• I•••	Independent wealth	Jun 29, 2010	n/a	yes	APPLETON, WI	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 22, 2010	Jul 1, 2010	no	LITTLE CHUTE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P••••••••• F•••••••• M••••••••• I•••	Jul 1, 2010	Jun 29, 2010	-2	Firm change	Other
W••••• M••••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 14, 2009	Jan 22, 2010

Relationships

Registered with (3)

→ P••••••••• F•••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 29, 2010 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 22, 2010 to Jul 1, 2010factForm ADV
→ W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2009 to Apr 14, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e758da19-866a-2497-49b1-7b61a4937a8c
First observed: Jan 19, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.