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RIA / WealthAdvisor35 years in industry

JOHN S ERICKSON

Advisor at JSE WEALTH MANAGEMENT LLC

WAYZATA, MN | RED WING, MN

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Search this name across graphsid dfx:ria:e76d6c93-eeaa-7bdf-b7cd-86e1f40ab43a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JSE WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 1991
First registration: Jan 21, 2005
Dual registered: no
Other names: JOHN STEPHEN ERICKSON
IAPD individual key: 2163629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JSE WEALTH MANAGEMENT LLC	State registered	Jun 29, 2022	n/a	yes	WAYZATA, MN\|RED WING, MN	Current employment
AEGIS INVESTMENT MANAGEMENT, LLC	State registered	Mar 16, 2020	Dec 22, 2022	no	RED WING, MN	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 7, 2012	Nov 13, 2015	no	BLOOMINGTON, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 21, 2005	Jul 12, 2010	no	EXCELSIOR, MN\|EDEN PRAIRIE, MN\|EDEN PRAIRIE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS INVESTMENT MANAGEMENT, LLC	JSE WEALTH MANAGEMENT LLC	Dec 22, 2022	Jun 29, 2022	-176	Firm change after gap	Other
ADVICE AND PLANNING SERVICES	AEGIS INVESTMENT MANAGEMENT, LLC	Nov 13, 2015	Mar 16, 2020	1,585	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	ADVICE AND PLANNING SERVICES	Jul 12, 2010	May 7, 2012	665	Firm change after gap	Other

Relationships

Registered with (4)

→ JSE WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ AEGIS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 16, 2020 to Dec 22, 2022factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 7, 2012 to Nov 13, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 21, 2005 to Jul 12, 2010factForm ADV

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
John S Erickson left Aegis Investment Management, Llc for Jse Wealth Management Llc (registered 2022-06-29)
Form ADVobserved 5 days ago