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RIA / WealthAdvisor10 years in industry

JAMES STANLEY MOONEY

Advisor at AUTUMN LANE ADVISORS, LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e776c768-4d42-4166-4eec-3ae304c9eb23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Feb 1, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Stanley Mooney

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

James Stanley Mooney

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUTUMN LANE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jul 31, 2024
Dual registered: no
IAPD individual key: 4319334

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUTUMN LANE ADVISORS, LLC	Independent wealth	Aug 1, 2024	n/a	yes	HOUSTON, TX	Current employment

Relationships

Registered with (1)

→ AUTUMN LANE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e776c768-4d42-4166-4eec-3ae304c9eb23
First observed: Feb 1, 2016
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES STANLEY MOONEY

Advisor at AUTUMN LANE ADVISORS, LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e776c768-4d42-4166-4eec-3ae304c9eb23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AUTUMN LANE ADVISORS, LLC

Independent wealth

Aug 1, 2024

n/a

yes

HOUSTON, TX

Current employment