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Advisor at CENTAURUS FINANCIAL, INC.
Tomball, TX | LEESBURG, VA | Montgomery, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jan 19, 2023 | n/a | yes | Montgomery, TX|LEESBURG, VA|Tomball, TX | Current employment |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Oct 16, 2017 | Jan 20, 2023 | no | ADA, MI|Tomball, TX | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 20, 2016 | Oct 18, 2017 | no | TOMBALL, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | CENTAURUS FINANCIAL, INC. | Jan 20, 2023 | Jan 19, 2023 | -1 | Firm change | RIA to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | USA FINANCIAL SECURITIES LLC | Oct 18, 2017 | Oct 16, 2017 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 103857:30833:TX:2023-01-20 | Jan 20, 2023 | Jan 19, 2023 | TOMBALL, TX | Firm change |
| 29604:103857:TX:2017-10-18 | Oct 18, 2017 | Oct 16, 2017 | TOMBALL, TX | Firm change |