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Reading the graph
Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
GREENWOOD VILLAGE, CO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Jun 13, 2014 | n/a | yes | GREENWOOD VILLAGE, CO|ST. LOUIS, MO|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 19, 2008 | Jun 17, 2014 | no | GREENWOOD VILLAGE, CO|LAKEWOOD, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 15, 2008 | Dec 26, 2008 | no | Denver, CO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Aug 5, 2008 | no | GREENWOOD VILLAGE, CO | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 20, 2006 | Jan 1, 2008 | no | GREENWOOD VILLAGE, CO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Jun 17, 2014 | Jun 13, 2014 | -4 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 26, 2008 | Dec 19, 2008 | -7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Aug 5, 2008 | Aug 15, 2008 | 10 | Firm change | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |