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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Rocklin, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 3, 2026 | n/a | yes | Rocklin, CA|Rocklin, CA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 3, 2026 | n/a | yes | Rocklin, CA|Rocklin, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 18, 2015 | n/a | yes | SACRAMENTO, CA|ROSEVILLE, CA|ROCKLIN, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 18, 2015 | Sep 16, 2026 | no | SACRAMENTO, CA|ELK GROVE, CA|ELK GROVE, CA|ROSEVILLE, CA|SACRAMENTO, CA|SACRAMENTO, CA|GRANITE BAY, CA|ROCKLIN, CA|FOLSOM, CA | Previous registration |
| FIRST BROKERAGE AMERICA, L.L.C. | n/a | Oct 5, 2012 | Aug 4, 2015 | no | ROSEVILLE, CA | Previous registration |
| FIRST BROKERAGE AMERICA, L.L.C. | n/a | Oct 5, 2012 | Aug 4, 2015 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 3, 2012 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 3, 2012 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 28, 2008 | Jan 3, 2011 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 28, 2008 | Jan 3, 2011 | no | ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 16, 2026 | Sep 3, 2026 | -13 | Firm change | Ibd to ibd |
| FIRST BROKERAGE AMERICA, L.L.C. | LPL FINANCIAL LLC | Aug 4, 2015 | Aug 18, 2015 | 14 | Firm change | Other |
| WELLS FARGO ADVISORS | FIRST BROKERAGE AMERICA, L.L.C. | Oct 3, 2012 | Oct 5, 2012 | 2 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:134139:CA:2026-09-16 | Sep 16, 2026 | Sep 3, 2026 | FOLSOM, CA | Firm change |