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Advisor at SPG ADVISORS LLC
KIRKLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPG ADVISORS LLC | Independent wealth | Nov 19, 2025 | n/a | yes | KIRKLAND, WA | Current employment |
| HARBOUR INVESTMENTS, INC. | Independent wealth | Jul 24, 2025 | Oct 15, 2025 | no | Edmonds, WA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 19, 2023 | Jul 8, 2025 | no | Seattle, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | SPG ADVISORS LLC | Oct 15, 2025 | Nov 19, 2025 | 35 | Firm change | RIA to RIA |
| EQUITABLE ADVISORS, LLC | HARBOUR INVESTMENTS, INC. | Jul 8, 2025 | Jul 24, 2025 | 16 | Firm change | Ibd to RIA |