DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 167679
FARMINGDALE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHMM BLIND TRUST | SOLE MEMBER | E | yes | 10/2016 | Nov 18, 2016 | Mar 27, 2024 |
| EVANS, JULIAN, DARNELLE | CHIEF INVESTMENT OFFICER | Na | yes | 04/2016 | Nov 18, 2016 | Mar 27, 2024 |
| HUTCHBY, MICHAEL, ANDREW | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | Na | yes | 06/2019 | Nov 17, 2021 | Mar 27, 2024 |
| LOWN, JEFFREY, BARRY | President | Na | yes | 11/2012 | May 2, 2013 | Mar 27, 2024 |
| MUSTIN, SCOTT, HARRIS | Trustee | F | yes | 10/2016 | Nov 18, 2016 | Mar 27, 2024 |
| MUSTIN, SCOTT, HARRIS | Trustee | Na | yes | 10/2016 | Nov 18, 2016 | Mar 27, 2024 |
| ADAMCZYK, DENISE, MARIE | CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Nov 17, 2021 | Mar 27, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 27, 2024 | $1.4B | $1.4B | 12 | 5 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $1.4B | $1.4B | 12 | 5 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.3B | $1.3B | 12 | 5 | 1 | n/a | n/a |
| 2020 | Mar 15, 2021 | $1.6B | $1.6B | 15 | 5 | 1 | n/a | n/a |
| 2019 | Mar 3, 2020 | $3.0B | $3.0B | 15 | 5 | 1 | n/a | n/a |
| 2018 | Mar 18, 2019 | $2.2B | $2.2B | 15 | 5 | 1 | n/a | n/a |
| 2017 | Mar 13, 2018 | $2.1B | $2.1B | 15 | 4 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $793M | $793M | 15 | 5 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $636M | $636M | 16 | 5 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $532M | $532M | 11 | 4 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $404M | $404M | 8 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.4B | $1.4B | -1.1% | $1.6B | -4.4% | 12 | 12 | 1 | 1 |