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M•••••• W••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• W••••• L•••

Advisor at T••• P•••••• W••••• A•••••••• L••

SALEM, OR

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Search this name across graphsid dfx:ria:e7879d52-f672-3ea5-5f1c-728028fe438c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• P•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• P•••••• W••••• A•••••••• L••	Independent wealth	Aug 4, 2014	n/a	yes	SALEM, OR	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	Aug 29, 2005	Aug 4, 2014	no	SALEM, OR\|SALEM, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	T••• P•••••• W••••• A•••••••• L••	Aug 4, 2014	Aug 4, 2014	0	Firm change	Other
M••••• S•••••• D• I•••	N•• A•••••• S•••••••• L••	Aug 29, 2005	Aug 29, 2005

Relationships

Registered with (3)

→ T••• P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 4, 2014 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 29, 2005 to Aug 4, 2014factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Apr 17, 2003 to Aug 29, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7879d52-f672-3ea5-5f1c-728028fe438c
First observed: Apr 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.