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F•••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•••••• C•••••• A•••••••

F•••••• C•••••• A•••••••, LLC, CRD 300025

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:e78b1980-cada-7cf4-6cca-6169a0eb41ae

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Feb 12, 2019 to Mar 22, 2023
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.9MItem 5.F on the latest filing (2023-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.9M
Private client RAUM: $4.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•• F•••••• C•••••• M••••••••• H•••••• G••••	Principal	E	yes	01/2019	Jun 7, 2019	Mar 22, 2023
W•••••••• C•••••• F•••••••	MANAGING MEMBER	E	yes	01/2019	Feb 12, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$4.9M	$6.2M	-21.2%	$0	n/a	5	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• M••• E••••••••• I•••	2	Dec 31, 2022	Aug 29, 2024	CHARLOTTE, NC	Team lift out	RIA to new firm	66.7%

Relationships

Controls (2)

← W•••••••• C•••••• F•••••••OwnerMANAGING MEMBER, ownership code E, individual
Feb 12, 2019 to presentfactForm ADV
← T•• F•••••• C•••••• M••••••••• H•••••• G••••OwnerPRINCIPAL, ownership code E, domestic entity
Jun 7, 2019 to presentfactForm ADV

Registered with (3)

← RICHARD TABORDAAdvisorregistration: previous registration
May 9, 2022 to Dec 31, 2022factForm ADV
← Desiree Fisher

Dated events

Occurred
Dec 31, 2022
Team lift-out
2 advisors left F•••••• C•••••• A••••••• (Charlotte, NC) for W••••• M••• E••••••••• I••• on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Richard Taborda left F•••••• C•••••• A••••••• for W••••• M••• E••••••••• I••• (registered 2024-08-29)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Desiree Fisher left F•••••• C•••••• A••••••• for Cic Wealth, Llc (registered 2023-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e78b1980-cada-7cf4-6cca-6169a0eb41ae
First observed: Feb 12, 2019
Last observed: Mar 22, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.