DFX Intelligence

D••••• K••••• P••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• K••••• P••

Advisor at R•••••••• A•••• M•••••••••

MENLO PARK, CA | Aurora, CO

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Search this name across graphsid dfx:ria:e78b8758-8bc2-6aed-1fd7-015038b8e1e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••• M•••••••••	Bd affiliated wealth	Jun 10, 2026	n/a	yes	MENLO PARK, CA\|Aurora, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 10, 2023	Apr 23, 2025	no	Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	R•••••••• A•••• M•••••••••	Apr 23, 2025	Jun 10, 2026	413	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ R•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 10, 2023 to Apr 23, 2025factForm ADV

Dated events

Occurred
Apr 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e78b8758-8bc2-6aed-1fd7-015038b8e1e8
First observed: Apr 10, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.