DFX Intelligence
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Reading the graph
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Advisor at R•• C•••••• M••••••• L••
Upper St. Clair, PA | PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | National bd RIA | Apr 7, 2021 | n/a | yes | PITTSBURGH, PA|Upper St. Clair, PA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Mar 11, 2016 | Apr 12, 2021 | no | CANONSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | R•• C•••••• M••••••• L•• | Apr 12, 2021 | Apr 7, 2021 | -5 | Firm change | Wirehouse to ibd |
| M••••• S•••••• | W•••• F•••• A••••••• | Apr 7, 2016 | Mar 11, 2016 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Apr 7, 2016 | no | Pittsburgh, PA | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 29, 2008 | Jun 1, 2009 | no | PITTSBURG, PA | Previous registration |
| Firm change |
| Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |