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Advisor at INSCRIPTION CAPITAL, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INSCRIPTION FAMILY OFFICE, LLC | No RAUM reported | Sep 17, 2019 | n/a | yes | HOUSTON, TX | Current employment |
| INSCRIPTION CAPITAL, LLC | Independent wealth | Apr 11, 2018 | n/a | yes | HOUSTON, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 1, 2001 | Apr 17, 2018 | no | HOUSTON, TX|WEEHAWKEN, NJ|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | INSCRIPTION CAPITAL, LLC | Apr 17, 2018 | Apr 11, 2018 | -6 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:291780:TX:2018-04-17 | Apr 17, 2018 | Apr 11, 2018 | HOUSTON, TX | Firm change |